FCA
Displaying items by tag: FCA
Friday, 31 March 2017 11:59
'Bring SSASs into the sphere of FCA regulation'
SSAS market- outright ban or just fix what is broken?
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Comment and Blogs
Tuesday, 28 March 2017 11:12
Sipp client fears as sector awaits FCA action over failing firms
Sipps professionals have expressed sadness and surprise, while also expressing fears for clients, after the FCA revealed four firms had failed over new capital adequacy rules.
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Articles
Monday, 27 March 2017 12:46
4 Sipp operators fail on FCA capital adequacy rules
The FCA has revealed that four Sipp operators have failed to meet the requirements of the new capital adequacy rules.
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Articles
Friday, 10 March 2017 09:21
FCA plans to revise pension redress methodology
The FCA is planning to update the methodology used to calculate redress owed to consumers given unsuitable advice to transfer out of a defined benefit pension scheme.
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Articles
Tuesday, 24 January 2017 12:17
FCA warns pension operators over non-standard assets
The FCA has warned pension scheme operators over failing to identify non-standard assets.
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Articles
Tuesday, 13 December 2016 12:07
FCA warns pension firms over high cost risks found in review
The FCA’s chief executive has warned some pension providers they must take action quickly after the regulator found customers were still at risk of high costs and charges.
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Friday, 09 December 2016 15:01
Sipps firms included in FCA’s tougher closed-book stance
The FCA has told providers - including Sipps companies - who are operating ‘closed books’ of business to follow new guidance and review their practices within three months of today.
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Articles
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Thursday, 01 December 2016 11:48
CEO to get ban over 'unsuitable' Sipp-related advice
An adviser is set to be banned and fined over 'unsuitable' advice related to switching pension funds via Sipps into unregulated investments.
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Friday, 25 November 2016 15:25
John Moret: MPAA and the threat to pension tax relief
Showing my age, one of my all time favourite Motown songs is: “The world is like a great big onion” by Marvin Gaye and Tammi Terrell. I am reminded of this classic at every budget or autumn statement because our pensions world has been growing like an onion – with layer upon layer of complexity added almost every time the Chancellor gets to his feet.
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Comment and Blogs
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Monday, 28 November 2016 15:22
FCA may introduce tougher scrutiny of retirement income sector
The FCA is mulling proposals to introduce two new regulatory returns to collect more data about the retirement income market from providers of retirement income products.
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