Displaying items by tag: FCA
FCA predicts data-led regulation will mean profound change
The Financial Conduct Authority says its plans to become a 'data-led' regulator will mean "profound" change.
Regulators unite to tackle climate change issues
Financial services regulators have joined forces to address the attitude and approach of financial services firms to climate change.
FCA opens door to Long Term Asset Funds
The FCA confirmed today that that it will go ahead with its plans for long-term investment funds aimed at sophisticated investors and pension funds, potentially opening them up later to some retail investors.
National Audit Office to probe regulation of BSPS transfers
The National Audit Office, the UK’s independent public spending watchdog, is to probe the FCA’s handling of the British Steel Pension Scheme restructuring which resulted in many steelworkers transferring their pensions into SIPPs.
3 advisers behind £5.9m SIPP transfer scam face fines
The Financial Conduct Authority has warned two IFAs and a stockbroker that they face fines and regulatory action over their alleged role in a £5.9m SIPP pension transfer scam.
Planners back FCA plan to tackle investment harm
Financial Planners have backed plans announced by the FCA in its sweeping Consumer Investments strategy released yesterday to tackle consumer investment 'harm'.
FCA pledges to cut FSCS levy - with conditions
The FCA has promised to reduce the FSCA levy from 2025 by 10% a year - but only if it can reduce the number of consumers being harmed by rogue financial services companies.
FCA confirms DB transfer redress guidance review
The Financial Conduct Authority (FCA) has confirmed that it will start a periodic review of pension transfers redress guidance by the end of 2021.
FCA pushes £26.7m SIPP provider into insolvency
The Financial Conduct Authority (FCA) has ordered that Cambridgeshire SIPP provider DAC Pensions Limited be placed into insolvency after the firm accepted business from unauthorised introducers without the proper vetting required by the FCA.
Moret calls on FCA for customer care measurement mechanism
Industry veteran John Moret has called on the Financial Conduct Authority (FCA) to offer greater clarity on measurement mechanisms to aid customer care performance monitoring and benchmarking.