FCA
Displaying items by tag: FCA
Tuesday, 05 August 2014 10:26
Capital adequacy: Sipps firm questions new rules
A Sipps firm has raised concerns over the new capital adequacy rules published by the FCA.
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Monday, 04 August 2014 11:44
New capital adequacy rules for Sipp operators
The FCA has revealed new rules on capital adequacy for Sipp operators this morning which will come into effect in September 2016.
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Wednesday, 23 July 2014 12:45
Scathing report on Sipp failings prompts call for permitted list
A pension provider has renewed calls for the introduction of a Sipp permitted investment list after a scathing report from the FCA.
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Tuesday, 22 July 2014 11:47
Sipp sector will feel 'dismay' after FCA reports widespread failings
There will be 'dismay' among those working in the Sipp sector, a key figure at Barnett Waddingham says, after an FCA fired a broadside over 'unacceptable' widespread failings.
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Monday, 21 July 2014 10:07
Sipp operators all sent damning letter over widespread failings
The FCA has today sent a damning letter to all Sipp operators telling them there are still widespread failings which put consumers' pension savings at "considerable risk".
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Thursday, 17 July 2014 15:21
Individuals from Sipp firms set for FCA enforcement action
Two people working at Sipp firms could be facing enforcement action from the Financial Conduct Authority.
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Friday, 20 June 2014 10:48
Annuity websites given new guide after 92% failed to be clear
The FCA has finalised its guidance to firms offering annuity comparisons online after a review found 92% of websites failed to be clear and fair.
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Monday, 09 June 2014 12:33
Pensions revolution will be assessed in annuities probe
The changing landscape in pensions created by the Government's overhaul of the system will form part of a wider probe into the annuities market.
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Thursday, 22 May 2014 19:35
FCA's Poyntz-Wright confirms delay to capital adequacy review
There is likely to be a further delay to the Sipps capital adequacy consultation, the annual conference of AMPs - the providers' association - heard this week.
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Wednesday, 21 May 2014 11:37
FCA warns about abuse of Sipps by 'free pension review' firms
The FCA has warned that some firms offering consumers 'free pension reviews' are using Sipps and SSAS to transfer people into high risk unregulated investments.
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