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adviser

Displaying items by tag: adviser

Tuesday, 14 March 2023 15:05

FSCS declares SIPP adviser firm in default

The Financial Services Compensation Scheme has declared Cardiff-based pension firm The London Trading Company (UK) Ltd (FRN: 678985) in default.

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Friday, 28 October 2022 13:39

Hull-based SIPP adviser fails

The FSCS has declared in default a Hull-based financial adviser which provided SIPP and investment advice.

Published in Articles
A well known former adviser and trainer of advisers has been handed a nine year disqualification.
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A disgruntled adviser who said it was unfair he should pay a regulatory bill caused by rising Sipps compensation claims has failed to win his case.
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