FCA
Displaying items by tag: FCA
Thursday, 30 November 2017 11:37
FCA acts on unregulated firm promoting SIPP investments
The FCA has begun civil proceedings in relation to “alleged misleading statements” on pension investments by a lead generation firm called Avacade Investment Options.
Published in
Articles
Tagged under
Friday, 15 September 2017 16:53
Xafinity backs FCA referral of investment consultants to CMA
Xafinity says it supports the announcement from the FCA this week that investment consultants - particularly those who advise pension trustees - are to be referred to the Competition and Markets Authority.
Published in
Articles
Tagged under
Monday, 28 August 2017 15:57
Morrison: Transfers 'normalise' need for pensions advice
Many years ago (as some of the best stories begin) when I was working for Winterthur Life, I undertook a series of talks around the UK.
Published in
Comment and Blogs
Tagged under
Friday, 04 August 2017 10:32
Sipps tech manager: Will we get bold decisions from FCA on pensions?
The Financial Conduct Authority last month identified a number of pension areas where ‘intervention’ may be necessary following the introduction of the pension freedoms in April 2015.
Published in
Articles
Wednesday, 26 July 2017 10:47
Mike Morrison: FCA DB transfer plans fail to cover contingent charging
I have just finished AJ Bell’s annual tour of the UK where a host of lucky advisers got to hear me talk about the current key pension issues.
Published in
Comment and Blogs
Tagged under
Thursday, 20 July 2017 10:22
FCA fines compliance officer over 500 DB transfers
The FCA has fined a compliance oversight officer for pension transfer failings after about 500 customers with pensions worth £12.7million were advised to move from a DB to DC scheme.
Published in
Articles
Tagged under
Wednesday, 19 July 2017 10:18
New pension transfers qualification as FCA tightens rules
The Chartered Insurance Institute is preparing the launch of a new pension transfers qualification following FCA plans to tighten the advice requirements for the transfer of safeguarded benefits.
Published in
Articles
Tagged under
Wednesday, 12 July 2017 12:42
AJ Bell wants better pensions disclosure regime
AJ Bell, the Sipp and investment provider, has urged the Financial Conduct Authority to make the disclosure regime for pension and investment products clearer.
Published in
Articles
Wednesday, 12 July 2017 10:15
Pension freedoms may be causing new problems, warns FCA
The Financial Conduct Authority has identified a number of pension areas where ‘intervention’ may be necessary following the introduction of the pension freedoms in April 2015.
Published in
Articles
Tagged under
Monday, 26 June 2017 12:41
FCA plans make DB transfers ‘harder to justify’
A proposed shakeup of FCA guidance on DB pensions advice will make transfers ‘harder to justify’ and ‘more demanding’, an adviser firm claims.
Published in
Articles