FCA
Displaying items by tag: FCA
Monday, 21 January 2019 12:33
24 firms wound up since 2015 Insolvency Service reveals
Since 2015, the Insolvency Service has applied to the courts to wind-up 24 companies that have carried out a form of pension misuse.
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Tuesday, 15 January 2019 15:40
FOS funding ‘will need to change’ FCA tells MPs
The current level of funding and the financial structure of FOS will have to change, FCA chairman Charles Randell told the Treasure Committee today.
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Tuesday, 04 December 2018 10:12
Thousands more consumers taking action over pension scam fears
Thousands more pension savers are taking action over concerns they have been hit by a pension scam or are at risk - spurred by an FCA and TPR-backed campaign.
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Thursday, 01 November 2018 11:18
AMPS says Berkeley Burke ruling is 'no game changer'
AMPS has urged its members to absorb lessons from the recent Berkeley Burke SIPP judicial review but says the case is “no game changer” for the majority of firms.
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Wednesday, 31 October 2018 10:27
FCA reminds SIPPs firms of obligations after Berkeley Burke case
The FCA has written to SIPP firms to reiterate regulatory commitments following the judgement in the Berkeley Burke case.
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Monday, 29 October 2018 11:24
FCA reveals jump in complaints to over 4 million
FCA data showed an increase in the number of complaints about regulated firms, with more than four million complaints during the first half of 2018.
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Friday, 26 October 2018 12:33
SIPPs firm Greyfriars slumps into administration
Discretionary fund manager (DFM) and Sipp provider Greyfriars Asset Management has slumped into administration.
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Friday, 19 October 2018 12:06
Experts welcome joint FCA/TPR regulatory pensions strategy
The launch, by the FCA and The Pensions Regulator yesterday, of a joint regulatory strategy aimed at taking action to deliver better outcomes for pension consumers has been backed by the profession.
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Wednesday, 10 October 2018 14:12
Elaine Turtle: FCA DB scrutiny hits SIPP market
There has been a flurry of corporate results in the last few months from SIPP providers that have shown an increase in revenue due to the increase in SIPPs being set up due to the large number of DB transfers to SIPPs.
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Thursday, 04 October 2018 12:50
Pension transfer advisers will need specialist qualification from 2020
The Financial Conduct Authority has today published final rules and guidance from its consultation on improving the quality of pension transfer advice.
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