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Displaying items by tag: FCA

Monday, 08 August 2016 11:03

John Moret: End of era for Sipps world

After reflecting on developments in the SIPP market over the last few weeks I’ve concluded that it’s definitely a case of out with the old and in with the new.

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Consumers choosing income drawdown without using a regulated adviser are to come under the regulatory spotlight.
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The Royal Mint has made Royal Mint gold bullion eligible for holding in SIPPS and SSASs.
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The pension freedom reforms are a “potential trigger for future mass mis-selling”, MPs have warned.
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Thursday, 28 April 2016 11:57

John Moret: Big isn’t always the best

Earlier this week I spoke at a TISA seminar on Mastertrusts. I was a bit of an interloper – Mastertrusts are certainly not my specialist subject – but I was asked to talk about lessons to be learnt from the Sipp market.

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Retirement lending must be looked at as a crucial element in the FCA’s probe into barriers to mortgage sector competition, The Equity Release Council says.
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A law firm has bolstered its expanding Sipp department with the appointment of a new associate.
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A Sipp expert has questioned whether the FCA has the resources to police the new capital adequacy rules taking effect in September and what punishments firms failing to meet the requirements will face.
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Wednesday, 13 January 2016 11:28

Sipp advice lands boss in hot water with FCA

An advisory firm chief executive has been handed an official warning notice by the FCA over Sipp related advice.
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Thursday, 07 January 2016 12:22

Drawdown: FCA stats show 42% not using an adviser

Many customers newly entering drawdown to stay invested have not been using an adviser, new FCA figures showed this morning.
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