capital adequacy
Displaying items by tag: capital adequacy
Thursday, 04 September 2014 08:38
Andrew Roberts' Blog: New rule may be unachievable in practice
In November last year, the FCA asked Sipp operators to complete a (long) questionnaire to help them with their third thematic review. Among the 40 or so data items requested was the amount of Assets Under Administration (AUA).
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Thursday, 07 August 2014 14:29
Capital adequacy formula changes labelled 'odd'
Changes to the capital adequacy formula, which were announced this week, have been described as 'odd' by a Sipp provider.
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Wednesday, 06 August 2014 11:58
'Serious issues' with new capital adequacy rules
The Association of Member-Directed Pension Schemes has declared it has "serious issues" with aspects of the new capital adequacy rules.
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Tuesday, 05 August 2014 10:26
Capital adequacy: Sipps firm questions new rules
A Sipps firm has raised concerns over the new capital adequacy rules published by the FCA.
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Thursday, 22 May 2014 19:35
FCA's Poyntz-Wright confirms delay to capital adequacy review
There is likely to be a further delay to the Sipps capital adequacy consultation, the annual conference of AMPs - the providers' association - heard this week.
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Wednesday, 02 April 2014 10:11
Advisers say number of Sipp providers could halve in two years
About four in ten advisers believe there could be fewer than 50 Sipp providers left in two years time.
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Tuesday, 20 August 2013 11:15
FCA says no Sipps capital adequacy policy statement until end of 2013
The Financial Conduct Authority has stated that the policy statement for the Sipp capital adequacy reform will be issued at the end of the year.
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Wednesday, 24 July 2013 12:26
Larger firms at risk from FCA capital adequacy rulings
Martin Tilley of Dentons Pensions believes the proposed capital adequacy ruling for Sipp firms could put larger firms at risk as well as small ones.
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Thursday, 11 July 2013 11:28
Current account commission should affect firms' cap-ad requirements
Liberty Sipp believes a firm's dependency on current account commissions should be factored into the new capital adequacy regime.
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Thursday, 27 June 2013 10:32
Advisers unconcerned by capital adequacy ruling for Sipp providers
Financial advisers and providers are divided between the most important factors for choosing a Sipp firm.
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