Displaying items by tag: FCA

Thursday, 28 February 2019 13:35

FCA gets tougher on post-MiFID II cost disclosure

The Financial Conduct Authority has called on the investment sector and wealth managers to improve the way they disclose costs and charges to clients following a review of the sector which found shortcomings.

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Wednesday, 13 February 2019 10:08

STM completes takeover of troubled SIPP firm Carey

Financial services firm STM has completed its £400,000 takeover of troubled SIPP provider Carey Pensions following the granting of FCA approval for the deal.

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Tuesday, 22 January 2019 12:35

Regulators criticised in new report over BSPS case

A new report into the BSPS debacle has heavily criticised regulators including the FCA and TPR.

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Tuesday, 22 January 2019 12:32

Financial firms in top 100 LGBT-friendly workplaces

A number of financial firms, as well as the FCA, have been rated as some of the top workplaces in the UK for being lesbian, gay, bisexual and trans (LGBT) friendly places to work.

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Monday, 21 January 2019 12:36

Greyfriars SIPP book sold for £820k, documents reveal

Greyfriars’ SIPP book sold for £820k, newly-published documents have revealed.

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Monday, 21 January 2019 12:33

24 firms wound up since 2015 Insolvency Service reveals

Since 2015, the Insolvency Service has applied to the courts to wind-up 24 companies that have carried out a form of pension misuse.

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Tuesday, 15 January 2019 15:40

FOS funding ‘will need to change’ FCA tells MPs

Charles Randell appears before the Treasury Committee

The current level of funding and the financial structure of FOS will have to change, FCA chairman Charles Randell told the Treasure Committee today.

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Tuesday, 04 December 2018 10:12

Thousands more consumers taking action over pension scam fears

Thousands more pension savers are taking action over concerns they have been hit by a pension scam or are at risk - spurred by an FCA and TPR-backed campaign.

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Thursday, 01 November 2018 11:18

AMPS says Berkeley Burke ruling is 'no game changer'

AMPS has urged its members to absorb lessons from the recent Berkeley Burke SIPP judicial review but says the case is “no game changer” for the majority of firms.

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Wednesday, 31 October 2018 10:27