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Thursday, 20 July 2017 10:22

FCA fines compliance officer over 500 DB transfers

The FCA has fined a compliance oversight officer for pension transfer failings after about 500 customers with pensions worth £12.7million were advised to move from a DB to DC scheme.

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FCA
compliance officer
DB transfers
David Watters
FGS McClure Watters
Lanyon Astor Buller

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