Vanguard Wealth Management Limited

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Monday, 12 October 2020 09:46

FCA bans 2 IFAs over 'fabricated' SIPP applications

The FCA has today banned indefinitely two directors of an IFA firm for their roles in submitting “false and misleading information” about customers’ high net worth status when making SIPP applications.

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FCA
Peter Howson
John Butterfield
Vanguard Wealth Management Limited
James Hay

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