Displaying items by tag: MiFID II

Thursday, 05 December 2019 17:32

FCA receives 546 error reports from MiFID II firms

A total of 546 firms have admitted making errors in their MiFID II transaction reporting to the FCA since the new regime began two years ago, according to a study out today.

Published in Articles

Tagged under

Duff & Phelps
MiFID II
Investments
Advice
clients

Rowanmoor offers new ID service for SSASs

Rowanmoor, the SSAS and SIPP provider, is offering a free Legal Entity Identifier (LEI) registration service for SSAS and Family Pension Trust clients to help with MiFID II compliance.

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Tagged under

Rowanmoor
LEI
MiFID II
Robert Graves
Family Pension Trusts

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