Displaying items by tag: bans
Friday, 06 September 2024 17:58
FCA bans 4 over ‘reckless’ pension transfer advice
The FCA has banned four financial advisers, three provisionally, over “reckless” pension transfer advice which has so far cost £13.4m in compensation payments.
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Monday, 24 June 2024 11:36
FCA plans to ban 3 over 'tangled web' of £69m pension fund
The FCA has provisionally decided to ban and fine three individuals who were involved in running SVS Securities Plc, a discretionary fund manager which ran a SIPP and went into administration five years ago.
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