Displaying items by tag: MiFID II
Thursday, 05 December 2019 17:32
FCA receives 546 error reports from MiFID II firms
A total of 546 firms have admitted making errors in their MiFID II transaction reporting to the FCA since the new regime began two years ago, according to a study out today.
Published in
Articles
Tagged under
Monday, 23 October 2017 18:11
Rowanmoor offers new ID service for SSASs
Rowanmoor, the SSAS and SIPP provider, is offering a free Legal Entity Identifier (LEI) registration service for SSAS and Family Pension Trust clients to help with MiFID II compliance.
Published in
Articles
Tagged under