Displaying items by tag: SMCR
Wednesday, 01 July 2020 14:05
FCA defers SMCR regime for 4 months
The FCA has extended the deadline for firms to complete the first assessment of the “fitness and propriety” of their Certified Persons under the new Senior Managers and Certification Regime (SMCR) from 9 December until 31 March.
Published in
Articles
Tagged under
Monday, 02 December 2019 15:15
FCA wants more detailed SMCR info on directors
The FCA is to introduce a new form for MIFID II-regulated firms requiring them to provide more detailed information on director changes.
Published in
Articles