Displaying items by tag: adviser
Tuesday, 14 March 2023 15:05
FSCS declares SIPP adviser firm in default
The Financial Services Compensation Scheme has declared Cardiff-based pension firm The London Trading Company (UK) Ltd (FRN: 678985) in default.
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Friday, 28 October 2022 13:39
Hull-based SIPP adviser fails
The FSCS has declared in default a Hull-based financial adviser which provided SIPP and investment advice.
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Monday, 10 April 2017 11:30
Ex-adviser banned for 9 years over Sipps advice
A well known former adviser and trainer of advisers has been handed a nine year disqualification.
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Wednesday, 16 December 2015 11:21
Adviser upset over Sipp related regulatory bill loses his case
A disgruntled adviser who said it was unfair he should pay a regulatory bill caused by rising Sipps compensation claims has failed to win his case.
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