Displaying items by tag: fine
Thursday, 07 October 2021 12:12
NatWest faces major FCA fine for money laundering
National Westminster Bank Plc has pleaded guilty to money laundering offences related to £400m transferred to a Bradford gold dealer.
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Monday, 03 February 2020 12:58
Nearly 1m miss tax return deadline and face fines
HMRC says that a ‘record breaking’ 11.1m taxpayers beat the 31 January tax return deadline but 958,000 still missed the cut off date.
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Wednesday, 29 January 2020 12:34
FCA says sorry after being hit with pension fine
The Financial Conduct Authority’s pension scheme has apologised after being hit with a £2,000 fine from The Pensions Regulator over governance shortcomings.
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Thursday, 22 August 2019 12:26
TPR fines mystery firm £350k over pension failings
The Pensions Regulator has fined a firm £350,000 for failing to fully comply with its pension duties.
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Wednesday, 08 May 2019 12:19
TPR slaps McDonald’s pension trustee with £103k fine
A corporate professional trustee firm has been fined £103,750 for breaching multiple areas of pension law.
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Wednesday, 09 January 2019 11:19
Firm issues warning over 'large SSAS fines and de-registration'
SIPPs and SSAS firm Talbot and Muir has warned that many SSAS arrangements are being charged high fees but receiving little or no service.
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Wednesday, 03 October 2018 12:46
FCA fines Tesco Bank £16.4m over cyber failures
The FCA has fined Tesco Personal Finance plc (Tesco Bank) £16.4m over failings relating to a cyber attack in November 2016.
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Friday, 21 September 2018 12:39
Advice firm CEO banned over SIPP advice failures
The FCA has imposed a reduced fine of £60,000 on Alistair Rae Burns and made an order banning him from performing any senior management function in financial services.
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