Displaying items by tag: investigation
Friday, 21 July 2023 12:33
SIPP adviser investigated by FSCS
The Financial Services Compensation Scheme is investigating two failed adviser firms, including one hit with claims over SIPP advice.
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Tuesday, 25 April 2023 16:11
FSCS probes BSPS-linked pension adviser
The Financial Services Compensation Scheme has begun an investigation into Chester-based pension adviser Arrow Financial Services UK Ltd, trading as Arrow Asset Management (FRN 528826).
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Tuesday, 15 October 2013 11:36
FCA says it will use power to name firms being investigated
The Financial Conduct Authority has confirmed how it will use its new power to publicise warning notices by publishing information about proposed enforcement action.
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