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Displaying items by tag: FCA Register

Wednesday, 01 July 2020 14:05

FCA defers SMCR regime for 4 months

The FCA has extended the deadline for firms to complete the first assessment of the “fitness and propriety” of their Certified Persons under the new Senior Managers and Certification Regime (SMCR) from 9 December until 31 March.

Published in Articles