Displaying items by tag: SMCR

Wednesday, 01 July 2020 14:05

FCA defers SMCR regime for 4 months

The FCA has extended the deadline for firms to complete the first assessment of the “fitness and propriety” of their Certified Persons under the new Senior Managers and Certification Regime (SMCR) from 9 December until 31 March.

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FCA
SMCR
Senior Managers
FCA Register

FCA wants more detailed SMCR info on directors

The FCA is to introduce a new form for MIFID II-regulated firms requiring them to provide more detailed information on director changes.

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FCA
SMCR
directors
nonSMF

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