FCA
Displaying items by tag: FCA
Monday, 28 April 2014 14:30
FCA finds 'serious failings' at firms advising on switches to Sipps
The FCA has issued a warning to firms advising on switches to Sipps after an assessment found "serious and ongoing failings".
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Thursday, 17 April 2014 11:08
FCA bans two advisers for high risk £112m Sipp investment scheme
The FCA has banned two partners at a Welsh firm of financial advisers for their role in a £112m Sipp-based investment strategy that saw nearly 2,000 of their customers advised to invest in high risk investments such as diamonds and overseas property via a Sipp.
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Tuesday, 01 April 2014 11:55
Annuities will survive, FCA policy director tells MPs
A senior FCA figure has warned against predictions of doom about the annuities market following the radical pension reforms announced in the Budget.
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Wednesday, 26 March 2014 12:12
Andrew Roberts blog: Unrestricted drawdown – a catalyst for simplification?
With all the recent chatter about drawdown reform, no one spotted that the Government would advocate unrestricted access to pension pots for all.
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Wednesday, 19 March 2014 09:53
FCA confirms third thematic Sipps review publication date
The FCA has confirmed that the third thematic review into Sipp providers will be published in June.
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Tuesday, 11 March 2014 12:16
FCA approves Broadstone acquisition
The FCA has approved Broadstone's acquisition of the Blythwood Group.
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Friday, 07 March 2014 16:43
Andrew Roberts blog: Are you working with me, or against me?
Commentators, regulators and even the industry itself have all struggled to split the SIPP market into neatly labelled boxes to highlight the wide range of products under the SIPP moniker.
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Thursday, 27 February 2014 11:11
Regulation the overriding fear for retirement planning advisers
Retirement planning advisers have told how regulation is their overriding fear in the wake of RDR.
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Monday, 17 February 2014 11:21
No confidence in arranging annuity without adviser for 73%
Nearly three quarters of those looking for an annuity lack the confidence to arrange one without the help of an adviser, research shows, as a major review of the sector moves into its next phase.
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Friday, 14 February 2014 11:04
Annuities probe: Government has a role to play
The Government has a role to play in fixing the failing annuities market, the Financial Services Consumer Panel says, following a damning FCA report published today.
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