FCA
Displaying items by tag: FCA
Friday, 14 February 2014 10:01
Annuities probe leaves retirees high and dry, says MGM director
The FCA's review of annuities fails to go far enough and will be too slow to help thousands of retirees, a pensions director says.
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Friday, 14 February 2014 09:53
Annuities market failing consumers, says FCA
The FCA is to launch a competition market study after concluding that the annuities market is failing consumers.
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Friday, 17 January 2014 10:42
Workplace advice needs regulation, says Pensions Institute
The Pensions Institute has criticised regulators for "a massive oversight" in failing to regulate workplace advice to employers.
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Wednesday, 08 January 2014 14:43
Andrew Roberts' blog: Governance in small trust-based DC schemes
We start 2014 knowing that the Pensions Regulator will be looking to improve governance in small trust-based DC schemes following the publication of Code of Practice 13 in November.
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Monday, 06 January 2014 16:22
FCA and PRA to conduct Co-op Bank probes
The Financial Conduct Authority and The Prudential Regulation Authority have confirmed that they will be undertaking enforcement investigations into events at the Co-operative Bank.
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Friday, 29 November 2013 12:37
FCA capital adequacy proposals may be held back to June 2014
The FCA may hold back on releasing its much-awaited final proposals on capital adequacy until as late as June 2014.
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Thursday, 14 November 2013 00:00
Andrew Roberts' blog: Should HMRC pre-vet schemes?
So my first month away from AMPS in six years and I was suffering from cold turkey when I saw the release of new guidance by the FCA together with the announcement of a third thematic review.
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Friday, 18 October 2013 11:41
FCA bans two advisers over £35m Sipp-linked property scheme
A Sipp scheme was used by two Surrey-based investments advisers who have have been fined a total of £885,000 and been banned by the FCA from holding any position at a financial firm.
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Tuesday, 15 October 2013 11:36
FCA says it will use power to name firms being investigated
The Financial Conduct Authority has confirmed how it will use its new power to publicise warning notices by publishing information about proposed enforcement action.
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Monday, 09 September 2013 11:50
FCA may add annuities to £1 trillion savings market probe
The Financial Conduct Authority has said it may launch a probe into annuities following its 'market study' into the £1 trillion UK cash savings market announced today which will look at whether consumers are getting a good deal.
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